O1 / OpenAI-o1-preview

text · generative

Variants

O1-mini, o1-preview, GPT-O1-Preview

Findings

• IC-092All evaluated LLMs show consistent F1 degradation to at most 0.60 when two or more events match a retrieval cue
• IC-093No evaluated LLM achieves perfect confabulation avoidance on questions about non-existent events
• IC-094Episodic recall accuracy degrades systematically from content cues to space cues to time cues across all evaluated LLMs
• IC-095Evaluated LLMs achieve at most 36% latest-state accuracy and 18% full-set accuracy on multi-event entity tracking, with low Kendall's tau on chronological ordering
• IC-155All 13 evaluated MLLMs perform at or near random guessing on MediConfusion, with confusion scores often exceeding 90%, indicating they cannot distinguish visually dissimilar radiology image pairs
• IC-238LLMs fail to follow user preferences in zero-shot settings, with accuracy below 10% at 10 turns and near zero at 300 turns
• IC-252GPT models produce harmful gender stereotypes at higher rates when user names imply a demographic group, with GPT-3.5 Turbo showing the highest rates and open-ended generation tasks most affected
• IC-323O1-mini and O1-preview reasoning models are vulnerable to past-tense reformulations (84% and 78% ASR) but produce less specific jailbroken outputs than non-reasoning models
• IC-340GCG jailbreaking attacks exhibit strong model-specific transferability, achieving below 3% ASR on Llama-2-13b-chat and Llama-3.1-8b-instruct but above 90% ASR on Vicuna-13b-v1.5 and Mistral-7b-instruct
• IC-433LLMs exhibit a non-monotonic ID-OOD performance gap (generalization valley) that peaks at intermediate task complexity
• IC-434The critical complexity at which LLMs over-rely on memorization shifts to higher task difficulty as model size increases
• IC-485LLMs show a significant performance gap between Wikipedia-based factual multi-hop QA and counterfactual multi-hop QA, indicating reliance on memorized knowledge rather than reasoning from context
• IC-486LLMs achieve correct final answers through incorrect reasoning chains, inflating their apparent multi-step reasoning performance
• IC-487Including sub-questions in the prompt improves LLM performance on multi-hop QA tasks
• IC-549All 18 evaluated LLMs show a 15-20% performance gap between linear (node chain) and graph (workflow) planning on WorfBench

Shared mechanisms

• Failure modealso in AASIST, ADM, Aegis-Guard-Defensive, Alpaca, AnyLoc, AutoTikZ / DataTikZ, Baichuan, Baichuan 2, Baichuan2-13B, BakLLaVA, Bard, BEiT, BERT, BingChat, BLIP, BLIP-2, BLOOM, BSRNet, CF2, Chat-UniVi-7B, ChatGLM-6B / ChatGLM-6b-2, ChatGLM2, ChatGPT, CLAP, Claude 1.3, Claude 2.0, Claude 2.1, Claude 3, Claude 3.5, CLEAR, CLIP / CLIP-ViT (LC), CLIP4Clip, CLIPBERT, CLIPCap, CLMBR-T-BASE, CloFNet, Code Llama, CodeGeex2, CodeGen, CodeLlama-13B, CodeLlama-34B, CogVLM2, Cohere Command R, CoMEt, Command R+, CONCH, CycleGAN, DALL-E, DALL·E 2, DALL·E 3, DASR, DECAF, DeepSeek-2-Chat, DeepSeek-2-Coder, DeepSeek-V2-0628, DeepSeek-VL, DeepSeek-VL2, DeiT, DeiT-III, Depth Anything, DETR-R50, DimeNet++, DINO, DINO-FocalNet-Large, DINOv2, EGNN, Emu2, EquiformerV2, ESCN, ESM-2, ESM3, ESRGAN, EVA-CLIP, EVE, Falcon, Faster R-CNN / Faster R-CNN R50 / Faster R-CNN X101, FLAN-T5, Florence-2, FLUX / FLUX1, FoveaBox, Fuyu, Galactica-6.7B, GAT, 3D Gaussian Splatting, GCN, Gemini, Gemini 1.5 / Gemini Pro 1.5, Gemma, Gemma 2, GIN, GLIDE, GLM-4, GLM-4V, GloVe, GP-UNIT, GPT-2, GPT-3 / GPT base, GPT-3.5 / ChatGPT-3.5, GPT-4 / ChatGPT4 / GPT-4 Code Interpreter / GPT-4 Technical Report, GPT-4.1, GPT-4o, GPT-J, GPT-NeoX-20B, GraphSAGE, Grounding DINO, Guanaco, GVP, Hawkeye, HiFaceGAN, HPS, HuggingGPT, IDDPM, Idefics, Idefics2, ImageBind, ImageBind-LLM-7B, Imagen Video, ImageReward, 12-in-1, InstructBLIP, InstructGPT, InternLM-2.5-7B, InternLM-XComposer2-VL, InternVideo, InternVL-1.5, InternVL2, Koala, LegalBERT, LLaMA, Llama 2 / Llama 2 base, Llama 3, Llama 3.1, Llama 3.2, Llama-3.2-3B, Llama-3-2-Vision, LLaMA-Adapter v2, Llama Guard, Llama Guard 2, Llama-Guard 3, Llama-VID, LLaVA, LLaVA-1.5 / LLaVA-v1.5, LLaVA-Med, LLaVA-NeXT / LLaVA 1.6, LLaVA-OneVision, LongVA-7B, LOVT, LWM-1M-JAX, MACE, MAE, Med-Flamingo, Merlot Reserve, MGCA, MiDaS, MiniCPM-V, MiniGPT-4, Mip-Splatting, Mistral 7B / Mistral / Mistral 3 7B / Mistral-0.2-7B / Mistral-v0.1, Mistral Large 2, Mistral Large V2, Mixtral, Mixtral 8x7B / Mistral 8x7B Instruct / Mixtral 46.7B / Mixtral 8x7B Instruct / Mixtral-instruct-8x7b, MobileNetV2, Molmo, MolmoE-7B, Momentor, Moondream2, Moonshot-v1-8k, mPLUG-2, mPLUG-Owl, mPLUG-Owl3, mPLUG-Owl2, MPT, MSA Transformer, MultiBERTs, Nova Canvas, Nova Lite, Nova Pro, O3, O4-mini, OLMo / OLMo base, OneLLM, OpenAI Moderation, OpenChat-3.5-0106, OpenCLIP, OpenFlamingo, OPT, Otter, Otter-7B, PaLM 2, PaLM 62B, PandaGPT-7B, PerSAM, Phi-3, Phi-3.5 Mini Instruct, PickScore, PLIP, Prismatic, ProGen-2, Pythia, Qwen1.5, Qwen 2, Qwen 2.5 72B Instruct, Qwen2-VL, Qwen-Audio, Qwen-VL, Qwen2.5, Qwen2-Audio, R2D2, RadFM, RCExplainer, RD-SR, RealESRNet, Reprover, ResNet / ResNet-152 / ResNet-101 / ResNet-50-BN, RetinaNet-R50, RivaGAN, RS-LDS, RT-1, RT-2, SALMONN, SAM, SAM 2, SAULLM 54B, Scaffold-GS, SchNet, Seed-LLaMA-8B, SGC, SIREN, Sketch Transformer, SLD-max, SLD-medium, SLD-strong, SLDS, SLIMG, SpeechGPT, SphereNet, SRResNet, Stable Diffusion, StackLLaMA, Starcoder, StegaStamp, StyleGAN2-ADA, Swin Transformer, T5, TD-MPC, TerraMind, TimeChat, TranceptionEVE, TreeRing, Tulu 2, UnifiedQA, UniPerceiver, UNITER, UniVL, Van Gogh Diffusion, VERA, VGG / VGG13, Vicuna, Video-Chat-7B, Video-ChatGPT, Video-LLaMA, Video-LLaMA-2-13B, Video-LLaVA, VideoCLIP, ViLA-8B, ViLBERT, VindLU, VioLET, ViRTex, ViT, ViV1T, VTG-LLM, WildGuard, Wizardlm, X-CLIP, X-InstructBLIP-7B, XGen-MM, Xlm-R, Zephyr-7B-beta
• Positional biasalso in BERT, ChatGPT, Claude 3, Claude 3.5, Falcon, Fuyu, Gemini, Gemini 1.5 / Gemini Pro 1.5, Gemma, Gemma 2, GLIDE, GPT-2, GPT-3.5 / ChatGPT-3.5, GPT-4 / ChatGPT4 / GPT-4 Code Interpreter / GPT-4 Technical Report, GPT-4.1, GPT-4o, GPT-J, InstructGPT, LLaMA, Llama 2 / Llama 2 base, Llama 3, Mistral 7B / Mistral / Mistral 3 7B / Mistral-0.2-7B / Mistral-v0.1, Mixtral, Mixtral 8x7B / Mistral 8x7B Instruct / Mixtral 46.7B / Mixtral 8x7B Instruct / Mixtral-instruct-8x7b, MPT, O3, O4-mini, PaLM 2, Phi-3, Pythia, Qwen1.5, Qwen 2, Qwen 2.5 72B Instruct, Stable Diffusion, Sybil, Vicuna
• Scale-dependent behaviouralso in Aquila-7B, BEiT, BERT, BLOOM, Claude 2.1, Claude 3, Claude 3.5, CLIP / CLIP-ViT (LC), Code Llama, CodeGen, Cohere Command R, DeepSeek LLM, DeepSeekMoE, DeiT-III, DINO, DINOv2, EquiformerV2, ESCN, Falcon, FLAN-T5, Gemini 1.0 Pro, Gemini 1.5 / Gemini Pro 1.5, Gemma, Gemma 2, GPT-2, GPT-3 / GPT base, GPT-3.5 / ChatGPT-3.5, GPT-4 / ChatGPT4 / GPT-4 Code Interpreter / GPT-4 Technical Report, GPT-4o, GPT-J, GPT-Neo, I3D, Idefics, InternLM-2.5-7B, InternLM-XComposer2-VL, InternLM2, InternVL-1.5, InternVL2, LLaMA, Llama 2 / Llama 2 base, Llama 3, Llama 3.1, Llama 3.2, Llama-3.2-3B, LLaVA-1.5 / LLaVA-v1.5, LLaVA-NeXT / LLaVA 1.6, LongVA-7B, MAE, Mistral 7B / Mistral / Mistral 3 7B / Mistral-0.2-7B / Mistral-v0.1, Mixtral, Mixtral 8x7B / Mistral 8x7B Instruct / Mixtral 46.7B / Mixtral 8x7B Instruct / Mixtral-instruct-8x7b, Moirai, MPT, MViT V2, OLMo / OLMo base, OpenCLIP, OpenFlamingo, OpenLLaMA, OPT, PaLM 2, Phi-3, Platypus2-Instruct-70B, Pythia, Qwen, Qwen1.5, Qwen 2, Qwen 2.5 72B Instruct, Qwen2-VL, Qwen-Audio, Qwen2.5, RedPajama-INCITE, ResNet / ResNet-152 / ResNet-101 / ResNet-50-BN, SlowFast, Solar 10.7B, Stable Diffusion, StableLM, Swin Transformer, T5, TerraMind, text-ada-001, TigerBot-70B-Chat, TimesFormer, TSM, Tulu 2, Uniformer, Vicuna, VideoMAE, ViLA-8B, Wizardlm, X3D, XGLM, Xwin-LM-70B-v0.1, Yi
• Shortcutalso in BakLLaVA, BLIP-2, Claude 3, Claude 3.5, CLIP / CLIP-ViT (LC), CLIP4Clip, CLIPBERT, DALL·E 2, DALL·E 3, DeepSeek-VL2, Eurus-RM-7B, Falcon, FLUX / FLUX1, Gemini, Gemini 1.5 / Gemini Pro 1.5, Gemma, Gemma 2, GPT-2, GPT-3 / GPT base, GPT-3.5 / ChatGPT-3.5, GPT-4 / ChatGPT4 / GPT-4 Code Interpreter / GPT-4 Technical Report, GPT-4o, GPT-J, iFlytekSpark-13B, InstructBLIP, Internlm2-Reward, InternVideo, InternVL2, LLaMA, Llama 2 / Llama 2 base, Llama 3, Llama-3-2-Vision, LLaVA, LLaVA-1.5 / LLaVA-v1.5, LLaVA-Med, LLaVA-NeXT / LLaVA 1.6, Med-Flamingo, Merlot Reserve, MiniGPT-4, Mistral 7B / Mistral / Mistral 3 7B / Mistral-0.2-7B / Mistral-v0.1, Mixtral, Mixtral 8x7B / Mistral 8x7B Instruct / Mixtral 46.7B / Mixtral 8x7B Instruct / Mixtral-instruct-8x7b, Molmo, mPLUG-2, mPLUG-Owl3, Nova Canvas, OpenCLIP, OPT, Otter, PaLM 62B, Pythia, Qwen, Qwen 2, Qwen-VL, Qwen2.5, RadFM, ResNet / ResNet-152 / ResNet-101 / ResNet-50-BN, Stable Diffusion, Swin Transformer, Sybil, TerraMind, Tulu 2, UniPerceiver, UniVL, Vicuna, Video-LLaMA, VideoCLIP, VindLU, VioLET, X-CLIP